Futures Commission Merchant

A Futures Commission Merchant (FCM) is a firm or individual that solicits or accepts orders to buy or sell futures contracts, options on futures, retail foreign exchange contracts, or swaps and accepts money or other assets from customers to support such orders. FCMs are registered and regulated by financial authorities to ensure compliance with trading regulations and the safeguarding of customer funds.

IRI: http://lmss.sali.org/R8ch7kaT0lU1J8sKvhpf3sh
Branch: Actor / Player
Source: https://www.cftc.gov/IndustryOversight/Intermediaries/FCMs/f https://www.investopedia.com/terms/f/fcm.asp https://www.nfa.futures.org/registration-membership/who-has-

Also known as

FCM, Futures Broker

Ancestry path

Actor / Player Role in Matter Broker

Generated from sali-legal/LMSS at 3f9ac0c9357b (2026-03-10). JSON