Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.

IRI: http://lmss.sali.org/RByTYA0fT7XewMNkfjX4oE2
Branch: Governmental Body

Also known as

FINRA, Broker-Dealer Regulator, Securities Industry Regulator, Securities Regulatory Authority

Ancestry path

Governmental Body Quasi-Public Governmental Body

Generated from sali-legal/LMSS at 3f9ac0c9357b (2026-03-10). JSON